ARMWARE RFC Archive <- BCP Index (1..100)

BCP 37

(also RFC 2780, RFC 5237)


[Note that this file is a concatenation of more than one RFC.]

Network Working Group                                         S. Bradner
Request for Comments: 2780                            Harvard University
BCP: 37                                                        V. Paxson
Category: Best Current Practice                                    ACIRI
                                                              March 2000

                IANA Allocation Guidelines For Values In
               the Internet Protocol and Related Headers

Status of this Memo

   This document specifies an Internet Best Current Practices for the
   Internet Community, and requests discussion and suggestions for
   improvements.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2000).  All Rights Reserved.

Abstract

   This memo provides guidance for the IANA to use in assigning
   parameters for fields in the IPv4, IPv6, ICMP, UDP and TCP protocol
   headers.

1. Introduction

   For many years the Internet Assigned Numbers Authority (IANA)
   (www.iana.org) has allocated parameter values for fields in protocols
   which have been created or are maintained by the Internet Engineering
   Task Force (IETF).  Starting a few years ago the IETF began to
   provide the IANA with guidance for the assignment of parameters for
   fields in newly developed protocols.  Unfortunately this type of
   guidance was not consistently provided for the fields in protocols
   developed before 1998.  This memo attempts to codify existing IANA
   practice used in the assignment of parameters in the specific case of
   some of these protocols.  It is expected that additional memos will
   be developed in the future to codify existing practice in other
   cases.

   This memo addresses the fields within the IPv4, IPv6, ICMP, UDP and
   TCP protocol headers for which the IANA assigns values.

   The terms "Specification Required", "Expert Review", "IESG Approval",
   "IETF Consensus", and "Standards Action", are used in this memo to
   refer to the processes described in [CONS].

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RFC 2780                    IANA Assignments                  March 2000

2. Temporary Assignments

   From time to time temporary assignments are made in the values for
   fields in these headers for use in experiments.  IESG Approval is
   required for any such temporary assignments.

3. Version field in the IP header.

   The first field in the IP header of all current versions of IP is the
   Version field.  New values in the Version field define new versions
   of the IP protocol and are allocated only after an IETF Standards
   Action.  It should be noted that some of the Version number bits are
   used by TCP/IP header compression schemes. Specifically, the hi-order
   bit of the Version field is also used by TCP/IP header compression
   [HC], while the three hi-order bits are used by IP Header Compression
   [IPHC].

4. IANA Considerations for fields in the IPv4 header

   The IPv4 header [V4] contains the following fields that carry values
   assigned by the IANA: Version, Type of Service, Protocol, Source
   Address, Destination Address, and Option Type.

4.1 IPv4 IP Version field

   The IPv4 Version field is always 4.

4.2 IPv4 Type of Service field

   The Type of Service field described in [V4] has been superseded[DIFF]
   by the 6-bit Differentiated Services (DS) field and a 2-bit field
   which is currently reserved.  The IANA allocates values in the DS
   field following the IANA Considerations section in [DIFF].  [ECN]
   describes an experimental use of the 2-bit "currently unused" field.
   Other experimental uses of this field may be assigned after IESG
   Approval processes.  Permanent values in this field are allocated
   following a Standards Action process.

4.3 IPv4 Protocol field

   IANA allocates values from the IPv4 Protocol name space following an
   Expert Review, IESG Approval or Standards Action process.  The Expert
   Review process should only be used in those special cases where non-
   disclosure information is involved.  In these cases the expert(s)
   should be designated by the IESG.

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4.4 IPv4 Source and Destination addresses

   The IPv4 source and destination addresses use the same namespace but
   do not necessarily use the same values.  Values in these fields fall
   into a number of ranges defined in [V4] and [MULT].

4.4.1 IPv4 Unicast addresses

   The Internet Corporation for Assigned Names and Numbers (ICANN)
   recently accepted responsibility for the formulation of specific
   guidelines for the allocation of the values from the IPv4 unicast
   address space (values 0.0.0.0 through 223.255.255.255 ) other than
   values from the ranges 0/8 (which was reserved in [AN80]) and 127/8
   (from which the loopback address has been taken) along with other
   values already assigned by the IETF for special functions or
   purposes. (For example, the private addresses defined in RFC 1918.)
   Further assignments in the 0/8 and 127/8 ranges require a Standards
   Action process since current IP implementations may break if this is
   done.

4.4.2 IPv4 Multicast addresses

   IPv4 addresses that fall in the range from 224.0.0.0 through
   239.255.255.255 are known as multicast addresses.  The IETF through
   its normal processes has assigned a number of IPv4 multicast
   addresses for special purposes. For example, [ADSCP] assigned a
   number of IPv4 multicast address to correspond to IPv6 scoped
   multicast addresses.  Also, the values in the range from 224.0.0.0 to
   224.0.0.255 , inclusive, are reserved by the IANA for the use of
   routing protocols and other low-level topology discovery or
   maintenance protocols, such as gateway discovery and group membership
   reporting. (See the IANA web page) New values in this range are
   assigned following an IESG Approval or Standards Action process.
   Assignments of individual multicast address follow an Expert Review,
   IESG Approval or Standards Action process.  Until further work is
   done on multicast protocols, large-scale assignments of IPv4
   multicast addresses is not recommended.

   From time to time, there are requests for temporary assignment of
   multicast space for experimental purposes.  These will originate in
   an IESG Approval process and should be for a limited duration such as
   one year.

4.4.3 IPv4 Reserved addresses

   IPv4 addresses in the range from 240.0.0.0 through 255.255.255.254
   are reserved [AN81, MULT] and compliant IPv4 implementations will
   discard any packets that make use of them.  Addresses in this range

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RFC 2780                    IANA Assignments                  March 2000

   are not to be assigned unless an IETF Standards Action modifies the
   IPv4 protocol in such a way as to make these addresses valid.
   Address 255.255.255.255 is the limited broadcast address.

4.5 IPv4 Option Type field

   The IANA allocates values from the IPv4 Option Type name space
   following an IESG Approval, IETF Consensus or Standards Action
   process.

5. IANA Considerations for fields in the IPv6 header

   The IPv6 header [V6] contains the following fields that carry values
   assigned from IANA-managed name spaces: Version (by definition always
   6 in IPv6), Traffic Class, Next Header, Source and Destination
   Address.  In addition, the IPv6 Hop-by-Hop Options and Destination
   Options extension headers include an Option Type field with values
   assigned from an IANA-managed name space.

5.1 IPv6 Version field

   The IPv6 Version field is always 6.

5.2 IPv6 Traffic Class field

   The IPv6 Traffic Class field is described in [DIFF] as a 6- bit
   Differentiated Services (DS) field and a 2-bit field which is
   currently reserved.  See Section 4.2 for assignment guidelines for
   these fields.

5.3 IPv6 Next Header field

   The IPv6 Next Header field carries values from the same name space as
   the IPv4 Protocol name space. These values are allocated as discussed
   in Section 4.3.

5.4 IPv6 Source and Destination Unicast Addresses

   The IPv6 Source and Destination address fields both use the same
   values and are described in [V6AD].  The addresses are divided into
   ranges defined by a variable length Format Prefix (FP).

5.4.1 IPv6 Aggregatable Global Unicast Addresses

   The IANA was given responsibility for all IPv6 address space by the
   IAB in [V6AA]. Recently the IANA agreed to specific guidelines for
   the assignment of values in the Aggregatable Global Unicast Addresses
   FP (FP 001) formulated by the Regional Internet Registries.

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RFC 2780                    IANA Assignments                  March 2000

5.4.2 IPv6 Anycast Addresses

   IPv6 anycast addresses are defined in [V6AD].  Anycast addresses are
   allocated from the unicast address space and anycast addresses are
   syntactically indistinguishable from unicast addresses.  Assignment
   of IPv6 Anycast subnet addresses follows the process described in
   [V6AD].  Assignment of other IPv6 Anycast addresses follows the
   process used for IPv6 Aggregatable Global Unicast Addresses.
   (section 5.4.1)

5.4.3 IPv6 Multicast Addresses

   IPv6 multicast addresses are defined in [V6AD]. They are identified
   by a FP of 0xFF.  Assignment guidelines for IPv6 multicast addresses
   are described in [MASGN].

5.4.4 IPv6 Unassigned and Reserved IPv6 Format Prefixes

   The responsibility for assigning values in each of the "unassigned"
   and "reserved" Format Prefixes is delegated by IESG Approval or
   Standards Action processes since the rules for processing these
   Format Prefixes in IPv6 implementations have not been defined.

5.5 IPv6 Hop-by-Hop and Destination Option Fields

   Values for the IPv6 Hop-by-Hop Options and Destination Options fields
   are allocated using an IESG Approval, IETF Consensus or Standards
   Action processes.

5.6 IPv6 Neighbor Discovery Fields

   The IPv6 Neighbor Discovery header [NDV6] contains the following
   fields that carry values assigned from IANA- managed name spaces:
   Type, Code and Option Type.

   Values for the IPv6 Neighbor Discovery Type, Code, and Option Type
   fields are allocated using an IESG Approval or Standards Action
   process.

6. IANA Considerations for fields in the IPv4 ICMP header

   The IPv4 ICMP header [ICMP] contains the following fields that carry
   values assigned from IANA-managed name spaces: Type and Code. Code
   field values are defined relative to a specific Type value.

   Values for the IPv4 ICMP Type fields are allocated using an IESG
   Approval or Standards Action processes. Code Values for existing IPv4
   ICMP Type fields are allocated using IESG Approval or Standards

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RFC 2780                    IANA Assignments                  March 2000

   Action processes. The policy for assigning Code values for new IPv4
   ICMP Types should be defined in the document defining the new Type
   value.

7. IANA Considerations for fields in the IPv6 ICMP header

   The IPv6 ICMP header [ICMPV6] contains the following fields that
   carry values assigned from IANA-managed name spaces: Type and Code.
   Code field values are defined relative to a specific Type value.

   Values for the IPv6 ICMP Type fields are allocated using an IESG
   Approval or Standards Action processes. Code Values for existing IPv6
   ICMP Type fields are allocated using IESG Approval or Standards
   Action processes. The policy for assigning Code values for new IPv6
   ICMP Types should be defined in the document defining the new Type
   value.

8. IANA Considerations for fields in the UDP header

   The UDP header [UDP] contains the following fields that carry values
   assigned from IANA-managed name spaces: Source and Destination Port.

   Both the Source and Destination Port fields use the same namespace.
   Values in this namespace are assigned following a Specification
   Required, Expert Review, IESG Approval, IETF Consensus, or Standards
   Action process.  Note that some assignments may involve non-
   disclosure information.

9. IANA Considerations for fields in the TCP header

   The TCP header [TCP] contains the following fields that carry values
   assigned from IANA-managed name spaces: Source and Destination Port,
   Reserved Bits, and Option Kind.

9.1 TCP Source and Destination Port fields

   Both the Source and Destination Port fields use the same namespace.
   Values in this namespace are assigned following a Specification
   Required, Expert Review, IESG Approval, IETF Consensus, or Standards
   Action process.  Note that some assignments may involve non-
   disclosure information.

9.2 Reserved Bits in TCP Header

   The reserved bits in the TCP header are assigned following a
   Standards Action process.

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RFC 2780                    IANA Assignments                  March 2000

9.3 TCP Option Kind field

   Values in the Option Kind field are assigned following an IESG
   Approval or Standards Action process.

10. Security Considerations

   Security analyzers such as firewalls and network intrusion detection
   monitors often rely on unambiguous interpretations of the fields
   described in this memo.  As new values for the fields are assigned,
   existing security analyzers that do not understand the new values may
   fail, resulting in either loss of connectivity if the analyzer
   declines to forward the unrecognized traffic, or loss of security if
   it does forward the traffic and the new values are used as part of an
   attack.  This vulnerability argues for high visibility (which the
   Standards Action and IETF Consensus processes ensure) for the
   assignments whenever possible.

11. References

   [ADSCP]  Meyer, D., "Administratively Scoped IP Multicast", RFC 2365,
            July 1998.

   [AN80]   Postel, J., "Assigned Numbers", RFC 758, August 1979.

   [AN81]   Postel, J., "Assigned Numbers", RFC 790, September 1981.

   [CONS]   Narten, T. and H. Alvestrand, "Guidelines for Writing an
            IANA Considerations Section in RFCs", BCP 26, RFC 2434,
            October 1998.

   [DIFF]   Nichols, K., Blake, S., Baker, F. and D. Black, "Definition
            of the Differentiated Services Field (DS Field) in the IPv4
            and IPv6 Headers", RFC 2474, December 1998.

   [ECN]    Ramakrishnan, K. and S. Floyd, "A Proposal to add Explicit
            Congestion Notification (ECN) to IP", RFC 2481, January
            1999.

   [HC]     Jacobson, V., "Compressing TCP/IP headers for low-speed
            serial links", RFC 1144, February 1990.

   [ICMP]   Postel, J., "Internet Control Message Protocol", STD 5, RFC
            792, September 1981.

   [ICMPV6] Conta, A. and S. Deering, "Internet Control Message Protocol
            (ICMPv6) for the Internet Protocol Version 6 (IPv6)", RFC
            2463, December 1998.

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RFC 2780                    IANA Assignments                  March 2000

   [IPHC]   Degermark, M., Nordgren, S. and B. Pink, "IP Header
            Compression", RFC 2507, February 1999.

   [MASGN]  Hinden, R. and S. Deering, "IPv6 Multicast Address
            Assignments", RFC 2375, July 1998.

   [MULT]   Deering, S., "Host extensions for IP multicasting", RFC 988,
            July 1986.

   [NDV6]   Narten, T., Nordmark, E. and W. Simpson, "Neighbor Discovery
            for IP Version 6 (IPv6)", RFC 2461, December 1998.

   [TCP]    Postel, J., "Transmission Control Protocol", STD 7, RFC 793,
            September 1981.

   [UDP]    Postel, J., "User Datagram Protocol", STD 6, RFC 768, August
            1980.

   [V4]     Postel, J., "Internet Protocol", STD 5, RFC 791, September,
            1981.

   [V6]     Deering, S. and R. Hinden, "Internet Protocol, Version 6
            (IPv6) Specification", RFC 2460, December 1998.

   [V6AA]   IAB, IESG, "IPv6 Address Allocation Management", RFC 1881,
            December 1995.

   [V6AD]   Hinden, R. and S. Deering, "IP Version 6 Addressing
            Architecture", RFC 2373, July 1998.

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RFC 2780                    IANA Assignments                  March 2000

12. Authors' Addresses

   Scott Bradner
   Harvard University
   Cambridge MA - USA
   02138

   Phone: +1 617 495 3864
   EMail: sob@harvard.edu

   Vern Paxson
   ACIRI / ICSI
   1947 Center Street, Suite 600
   Berkeley, CA - USA
   94704-1198

   Phone: +1 510 666 2882
   EMail: vern@aciri.org

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RFC 2780                    IANA Assignments                  March 2000

13. Full Copyright Statement

   Copyright (C) The Internet Society (2000).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.

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Network Working Group                                           J. Arkko
Request for Comments: 5237                                      Ericsson
BCP: 37                                                       S. Bradner
Updates: 2780                                         Harvard University
Category: Best Current Practice                            February 2008

           IANA Allocation Guidelines for the Protocol Field

Status of This Memo

   This document specifies an Internet Best Current Practices for the
   Internet Community, and requests discussion and suggestions for
   improvements.  Distribution of this memo is unlimited.

Abstract

   This document revises the IANA guidelines for allocating new Protocol
   field values in IPv4 header.  It modifies the rules specified in RFC
   2780 by removing the Expert Review option.  The change will also
   affect the allocation of Next Header field values in IPv6.

1.  Introduction

   This document revises the IANA guidelines [RFC2780] for allocating
   new Protocol field values in IPv4 header [RFC791].  The change will
   also be applicable for IPv6, as the IANA guidelines for IPv6 Next
   Header values [RFC2460] allocation refer to the IPv4 guidelines.

   Previously, RFC 2780 allowed such allocations to happen through IESG
   Approval, Standards action, or Expert Review processes
   [RFC2780][RFC2434].  The Expert Review process was specified to be
   used only in the case where a non-disclosure agreement was involved:

      IANA allocates values from the IPv4 Protocol name space following
      an Expert Review, IESG Approval or Standards Action process.  The
      Expert Review process should only be used in those special cases
      where non-disclosure information is involved.  In these cases the
      expert(s) should be designated by the IESG.

   The need for the Standards Action rule is obvious as the IETF keeps
   developing new protocols.  It is equally obvious that there is a need
   to allow experimental allocations in this space; see RFC 4727
   [RFC4727] for an example.  Similarly, there are cases when it makes
   sense to allocate values out of this space for other non-Standards
   Track or non-IETF uses.  However, the size of the field is 256
   values, and 55% of these were in use at the time this document was
   written.  As a result, a sanity check is needed to ensure that

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RFC 5237               Protocol Field IANA Rules           February 2008

   allocations are not made needlessly.  RFC 2780 specifies the IESG
   Approval rule to take care of these sanity checks for the non-
   Standards Track cases.  The judgment call can take into account the
   existence of a stable protocol specification, constituency that wants
   to use it, need to avoid duplicated allocations for the same purpose,
   whether protocol number allocation is the right solution for this
   problem as opposed to, say, a TCP port, and so on.

   However, we now believe that the non-disclosure agreement option is
   not appropriate for allocations in this space.  Traditionally, non-
   disclosure agreements have been used by the IANA when a company was
   developing a proprietary protocol and did not want to disclose new
   areas of research or future products.  The protocol space is limited
   enough that we no longer believe that it is reasonable to use the
   resource for such proprietary protocols.  Thus, we believe that
   allocations should only be made using the IESG Approval or Standards
   Action processes when there are public specifications that can be
   reviewed.

   As a result, this document revises the RFC 2780 rules by removing the
   option for Expert Review for the IPv4 Protocol and IPv6 Next Header
   fields.  This document takes no position on the allocation of other
   parameters with non-disclosure agreements, as those parameters may
   require different policies.

2.  IANA Considerations

   This document replaces the RFC 2780 Section 4.3 rule [RFC2780] with
   the following:

      IANA allocates values from the IPv4 Protocol name space following
      an IESG Approval or Standards Action process.

   This document also makes an implicit change to the rule for the IPv6
   Next Header field in Section 5.3 of RFC 2780.  That rule refers to
   the rule in Section 4.3 of the same RFC.  From now on, this reference
   should be understood to refer to the rule revised here, i.e., without
   the Expert Review option.

3.  Security Considerations

   This specification does not change the security properties of the
   affected protocols.

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RFC 5237               Protocol Field IANA Rules           February 2008

4.  Acknowledgments

   Issues with the original RFC 2780 rules were uncovered in discussions
   of the IETF-IANA team.  The team also provided background information
   on the practical difficulties encountered with non-disclosure
   agreements.  The authors would like to thank Thomas Narten, Bill
   Fenner, and Michelle Cotton in particular.

5.  References

5.1.  Normative References

   [RFC791]  Postel, J., "Internet Protocol", STD 5, RFC 791,
              September 1981.

   [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 2434,
              October 1998.

   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, December 1998.

   [RFC2780]  Bradner, S. and V. Paxson, "IANA Allocation Guidelines For
              Values In the Internet Protocol and Related Headers",
              BCP 37, RFC 2780, March 2000.

5.2.  Informative References

   [RFC4727]  Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,
              ICMPv6, UDP, and TCP Headers", RFC 4727, November 2006.

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RFC 5237               Protocol Field IANA Rules           February 2008

Appendix A.  Changes from RFC 2780

   Section 4.3 from RFC 2780 has been changed from:

      IANA allocates values from the IPv4 Protocol name space following
      an Expert Review, IESG Approval or Standards Action process.  The
      Expert Review process should only be used in those special cases
      where non-disclosure information is involved.  In these cases the
      expert(s) should be designated by the IESG.

   to:

      IANA allocates values from the IPv4 Protocol name space following
      an IESG Approval or Standards Action process.

   In addition, RFC 2780 Section 5.3 reference to IPv4 rules should be
   understood to refer to the rule revised here, i.e., without the
   Expert Review option.

Authors' Addresses

   Jari Arkko
   Ericsson
   Jorvas  02420
   Finland

   EMail: jari.arkko@piuha.net

   Scott Bradner
   Harvard University
   Cambridge, MA  02138
   US

   Phone: +1 617 495 3864
   EMail: sob@harvard.edu

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RFC 5237               Protocol Field IANA Rules           February 2008

Full Copyright Statement

   Copyright (C) The IETF Trust (2008).

   This document is subject to the rights, licenses and restrictions
   contained in BCP 78, and except as set forth therein, the authors
   retain all their rights.

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
   OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

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   The IETF invites any interested party to bring to its attention any
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   this standard.  Please address the information to the IETF at
   ietf-ipr@ietf.org.

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