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RFC 9681




Internet Engineering Task Force (IETF)                       B. Decraene
Request for Comments: 9681                                        Orange
Category: Experimental                                       L. Ginsberg
ISSN: 2070-1721                                            Cisco Systems
                                                                   T. Li
                                                  Juniper Networks, Inc.
                                                             G. Solignac
                                                                        
                                                              M. Karasek
                                                           Cisco Systems
                                                         G. Van de Velde
                                                                   Nokia
                                                           T. Przygienda
                                                                 Juniper
                                                           November 2024

                          IS-IS Fast Flooding

Abstract

   Current Link State PDU flooding rates are much slower than what
   modern networks can support.  The use of IS-IS at larger scale
   requires faster flooding rates to achieve desired convergence goals.
   This document discusses the need for faster flooding, the issues
   around faster flooding, and some example approaches to achieve faster
   flooding.  It also defines protocol extensions relevant to faster
   flooding.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for examination, experimental implementation, and
   evaluation.

   This document defines an Experimental Protocol for the Internet
   community.  This document is a product of the Internet Engineering
   Task Force (IETF).  It represents the consensus of the IETF
   community.  It has received public review and has been approved for
   publication by the Internet Engineering Steering Group (IESG).  Not
   all documents approved by the IESG are candidates for any level of
   Internet Standard; see Section 2 of RFC 7841.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   https://www.rfc-editor.org/info/rfc9681.

Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Revised BSD License text as described in Section 4.e of the
   Trust Legal Provisions and are provided without warranty as described
   in the Revised BSD License.

Table of Contents

   1.  Introduction
   2.  Requirements Language
   3.  Historical Behavior
   4.  Flooding Parameters TLV
     4.1.  LSP Burst Size Sub-TLV
     4.2.  LSP Transmission Interval Sub-TLV
     4.3.  LSPs per PSNP Sub-TLV
     4.4.  Flags Sub-TLV
     4.5.  PSNP Interval Sub-TLV
     4.6.  Receive Window Sub-TLV
     4.7.  Operation on a LAN Interface
   5.  Performance Improvement on the Receiver
     5.1.  Rate of LSP Acknowledgments
     5.2.  Packet Prioritization on Receive
   6.  Congestion and Flow Control
     6.1.  Overview
     6.2.  Congestion and Flow Control Algorithm
     6.3.  Transmitter-Based Congestion Control Approach
   7.  IANA Considerations
     7.1.  Flooding Parameters TLV
     7.2.  Registry: IS-IS Sub-TLV for Flooding Parameters TLV
     7.3.  Registry: IS-IS Bit Values for Flooding Parameters Flags
           Sub-TLV
   8.  Security Considerations
   9.  References
     9.1.  Normative References
     9.2.  Informative References
   Acknowledgments
   Contributors
   Authors' Addresses

1.  Introduction

   Link state IGPs such as Intermediate System to Intermediate System
   (IS-IS) depend upon having consistent Link State Databases (LSDBs) on
   all Intermediate Systems (ISs) in the network in order to provide
   correct forwarding of data packets.  When topology changes occur,
   new/updated Link State PDUs (LSPs) are propagated network-wide.  The
   speed of propagation is a key contributor to convergence time.

   IS-IS base specification [ISO10589] does not use flow or congestion
   control but static flooding rates.  Historically, flooding rates have
   been conservative -- on the order of tens of LSPs per second.  This
   is the result of guidance in the base specification and early
   deployments when the CPU and interface speeds were much slower and
   the area scale was much smaller than they are today.

   As IS-IS is deployed in greater scale both in the number of nodes in
   an area and in the number of neighbors per node, the impact of the
   historic flooding rates becomes more significant.  Consider the
   bring-up or failure of a node with 1000 neighbors.  This will result
   in a minimum of 1000 LSP updates.  At typical LSP flooding rates used
   today (33 LSPs per second), it would take more than 30 seconds simply
   to send the updated LSPs to a given neighbor.  Depending on the
   diameter of the network, achieving a consistent LSDB on all nodes in
   the network could easily take a minute or more.

   Therefore, increasing the LSP flooding rate becomes an essential
   element of supporting greater network scale.

   Improving the LSP flooding rate is complementary to protocol
   extensions that reduce LSP flooding traffic by reducing the flooding
   topology such as Mesh Groups [RFC2973] or Dynamic Flooding [RFC9667].
   Reduction of the flooding topology does not alter the number of LSPs
   required to be exchanged between two nodes, so increasing the overall
   flooding speed is still beneficial when such extensions are in use.
   It is also possible that the flooding topology can be reduced in ways
   that prefer the use of neighbors that support improved flooding
   performance.

   With the goal of supporting faster flooding, this document introduces
   the signaling of additional flooding related parameters (Section 4),
   specifies some performance improvements on the receiver (Section 5)
   and introduces the use of flow and/or congestion control (Section 6).

2.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

3.  Historical Behavior

   The base specification for IS-IS [ISO10589] was first published in
   1992 and updated in 2002.  The update made no changes in regards to
   suggested timer values.  Convergence targets at the time were on the
   order of seconds, and the specified timer values reflect that.  Here
   are some examples:

   |  minimumLSPGenerationInterval  - This is the minimum time interval
   |     between generation of Link State PDUs.  A source Intermediate
   |     system shall wait at least this long before regenerating one of
   |     its own Link State PDUs. [...]
   |  
   |     A reasonable value is 30 s.
   |  
   |  minimumLSPTransmissionInterval  - This is the amount of time an
   |     Intermediate system shall wait before further propagating
   |     another Link State PDU from the same source system. [...]
   |  
   |     A reasonable value is 5 s.
   |  
   |  partialSNPInterval  - This is the amount of time between periodic
   |     action for transmission of Partial Sequence Number PDUs.  It
   |     shall be less than minimumLSPTransmissionInterval. [...]
   |  
   |     A reasonable value is 2 s.

   Most relevant to a discussion of the LSP flooding rate is the
   recommended interval between the transmission of two different LSPs
   on a given interface.

   For broadcast interfaces, [ISO10589] states:

   |  minimumBroadcastLSPTransmissionInterval indicates the minimum
   |  interval between PDU arrivals which can be processed by the
   |  slowest Intermediate System on the LAN.

   The default value was defined as 33 milliseconds.  It is permitted to
   send multiple LSPs back to back as a burst, but this was limited to
   10 LSPs in a one-second period.

   Although this value was specific to LAN interfaces, this has commonly
   been applied by implementations to all interfaces though that was not
   the original intent of the base specification.  In fact,
   Section 12.1.2.4.3 of [ISO10589] states:

   |  On point-to-point links the peak rate of arrival is limited only
   |  by the speed of the data link and the other traffic flowing on
   |  that link.

   Although modern implementations have not strictly adhered to the
   33-millisecond interval, it is commonplace for implementations to
   limit the flooding rate to the same order of magnitude: tens of
   milliseconds, and not the single digits or fractions of milliseconds
   that are needed today.

   In the past 20 years, significant work on achieving faster
   convergence, more specifically sub-second convergence, has resulted
   in implementations modifying a number of the above timers in order to
   support faster signaling of topology changes.  For example,
   minimumLSPGenerationInterval has been modified to support millisecond
   intervals, often with a backoff algorithm applied to prevent LSP
   generation storms in the event of rapid successive oscillations.

   However, the flooding rate has not been fundamentally altered.

4.  Flooding Parameters TLV

   This document defines a new Type-Length-Value (TLV) tuple called the
   "Flooding Parameters TLV" that may be included in IS-IS Hellos (IIHs)
   or Partial Sequence Number PDUs (PSNPs).  It allows IS-IS
   implementations to advertise flooding-related parameters and
   capabilities that may be used by the peer to support faster flooding.

   Type:    21
   Length:  variable; the size in octets of the Value field
   Value:   one or more sub-TLVs

   Several sub-TLVs are defined in this document.  The support of any
   sub-TLV is OPTIONAL.

   For a given IS-IS adjacency, the Flooding Parameters TLV does not
   need to be advertised in each IIH or PSNP.  An IS uses the latest
   received value for each parameter until a new value is advertised by
   the peer.  However, as IIHs and PSNPs are not reliably exchanged and
   may never be received, parameters SHOULD be sent even if there is no
   change in value since the last transmission.  For a parameter that
   has never been advertised, an IS uses its local default value.  That
   value SHOULD be configurable on a per-node basis and MAY be
   configurable on a per-interface basis.

4.1.  LSP Burst Size Sub-TLV

   The LSP Burst Size sub-TLV advertises the maximum number of LSPs that
   the node can receive without an intervening delay between LSP
   transmissions.

   Type:    1
   Length:  4 octets
   Value:   number of LSPs that can be received back to back

4.2.  LSP Transmission Interval Sub-TLV

   The LSP Transmission Interval sub-TLV advertises the minimum
   interval, in microseconds, between LSPs arrivals that can be
   sustained on this receiving interface.

   Type:    2
   Length:  4 octets
   Value:   minimum interval, in microseconds, between two consecutive
            LSPs received after LSP Burst Size LSPs have been received

   The LSP Transmission Interval is an advertisement of the receiver's
   sustainable LSP reception rate.  This rate may be safely used by a
   sender that does not support the flow control or congestion
   algorithm.  It may also be used as the minimal safe rate by flow
   control or congestion algorithms in unexpected cases, e.g., when the
   receiver is not acknowledging LSPs anymore.

4.3.  LSPs per PSNP Sub-TLV

   The LSP per PSNP (LPP) sub-TLV advertises the number of received LSPs
   that triggers the immediate sending of a PSNP to acknowledge them.

   Type:    3
   Length:  2 octets
   Value:   number of LSPs acknowledged per PSNP

   A node advertising this sub-TLV with a value for LPP MUST send a PSNP
   once LPP LSPs have been received and need to be acknowledged.

4.4.  Flags Sub-TLV

   The sub-TLV Flags advertises a set of flags.

   Type:    4
   Length:  Indicates the length in octets (1-8) of the Value field.
            The length SHOULD be the minimum required to send all bits
            that are set.
   Value:   list of flags
             0 1 2 3 4 5 6 7 ...
            +-+-+-+-+-+-+-+-+...
            |O|              ...
            +-+-+-+-+-+-+-+-+...

   An LSP receiver sets the O-flag (Ordered acknowledgment) to indicate
   to the LSP sender that it will acknowledge the LSPs in the order as
   received.  A PSNP acknowledging N LSPs is acknowledging the N oldest
   LSPs received.  The order inside the PSNP is meaningless.  If the
   sender keeps track of the order of LSPs sent, this indication allows
   for fast detection of the loss of an LSP.  This MUST NOT be used to
   alter the retransmission timer for any LSP.  This MAY be used to
   trigger a congestion signal.

4.5.  PSNP Interval Sub-TLV

   The PSNP Interval sub-TLV advertises the amount of time in
   milliseconds between periodic action for transmission of PSNPs.  This
   time will trigger the sending of a PSNP even if the number of
   unacknowledged LSPs received on a given interface does not exceed LPP
   (Section 4.3).  The time is measured from the reception of the first
   unacknowledged LSP.

   Type:    5
   Length:  2 octets
   Value:   partialSNPInterval in milliseconds

   A node advertising this sub-TLV SHOULD send a PSNP at least once per
   PSNP Interval if one or more unacknowledged LSPs have been received
   on a given interface.

4.6.  Receive Window Sub-TLV

   The Receive Window (RWIN) sub-TLV advertises the maximum number of
   unacknowledged LSPs that the node can receive for a given adjacency.

   Type:    6
   Length:  2 octets
   Value:   maximum number of unacknowledged LSPs

4.7.  Operation on a LAN Interface

   On a LAN interface, all LSPs are link-level multicasts.  Each LSP
   sent will be received by all ISs on the LAN, and each IS will receive
   LSPs from all transmitters.  In this section, we clarify how the
   flooding parameters should be interpreted in the context of a LAN.

   An LSP receiver on a LAN will communicate its desired flooding
   parameters using a single Flooding Parameters TLV, which will be
   received by all LSP transmitters.  The flooding parameters sent by
   the LSP receiver MUST be understood as instructions from the LSP
   receiver to each LSP transmitter about the desired maximum transmit
   characteristics of each transmitter.  The receiver is aware that
   there are multiple transmitters that can send LSPs to the receiver
   LAN interface.  The receiver might want to take that into account by
   advertising more conservative values, e.g., a higher LSP Transmission
   Interval.  When the transmitters receive the LSP Transmission
   Interval value advertised by an LSP receiver, the transmitters should
   rate-limit LSPs according to the advertised flooding parameters.
   They should not apply any further interpretation to the flooding
   parameters advertised by the receiver.

   A given LSP transmitter will receive multiple flooding parameter
   advertisements from different receivers that may include different
   flooding parameter values.  A given transmitter SHOULD use the most
   conservative value on a per-parameter basis.  For example, if the
   transmitter receives multiple LSP Burst Size values, it should use
   the smallest value.

   The Designated Intermediate System (DIS) plays a special role in the
   operation of flooding on the LAN as it is responsible for responding
   to PSNPs sent on the LAN circuit that are used to request LSPs that
   the sender of the PSNP does not have.  If the DIS does not support
   faster flooding, this will impact the maximum flooding speed that
   could occur on a LAN.  Use of LAN priority to prefer a node that
   supports faster flooding in the DIS election may be useful.

   Note: The focus of work used to develop the example algorithms
   discussed later in this document focused on operation over point-to-
   point interfaces.  A full discussion of how best to do faster
   flooding on a LAN interface is therefore out of scope for this
   document.

5.  Performance Improvement on the Receiver

   This section defines two behaviors that SHOULD be implemented on the
   receiver.

5.1.  Rate of LSP Acknowledgments

   On point-to-point networks, PSNPs provide acknowledgments for
   received LSPs.  [ISO10589] suggests using some delay when sending
   PSNPs.  This provides some optimization as multiple LSPs can be
   acknowledged by a single PSNP.

   Faster LSP flooding benefits from a faster feedback loop.  This
   requires a reduction in the delay in sending PSNPs.

   For the generation of PSNPs, the receiver SHOULD use a
   partialSNPInterval smaller than the one defined in [ISO10589].  The
   choice of this lower value is a local choice.  It may depend on the
   available processing power of the node, the number of adjacencies,
   and the requirement to synchronize the LSDB more quickly. 200 ms
   seems to be a reasonable value.

   In addition to the timer-based partialSNPInterval, the receiver
   SHOULD keep track of the number of unacknowledged LSPs per circuit
   and level.  When this number exceeds a preset threshold of LSPs per
   PSNP (LPP), the receiver SHOULD immediately send a PSNP without
   waiting for the PSNP timer to expire.  In the case of a burst of
   LSPs, this allows more frequent PSNPs, giving faster feedback to the
   sender.  Outside of the burst case, the usual timer-based PSNP
   approach comes into effect.

   The smaller the LPP is, the faster the feedback to the sender and
   possibly the higher the rate if the rate is limited by the end-to-end
   RTT (link RTT + time to acknowledge).  This may result in an increase
   in the number of PSNPs sent, which may increase CPU and IO load on
   both the sender and receiver.  The LPP should be less than or equal
   to 90 as this is the maximum number of LSPs that can be acknowledged
   in a PSNP at common MTU sizes; hence, waiting longer would not reduce
   the number of PSNPs sent but would delay the acknowledgments.  LPP
   should not be chosen too high as the congestion control starts with a
   congestion window of LPP + 1.  Based on experimental evidence, 15
   unacknowledged LSPs is a good value, assuming that the Receive Window
   is at least 30.  More frequent PSNPs give the transmitter more
   feedback on receiver progress, allowing the transmitter to continue
   transmitting while not burdening the receiver with undue overhead.

   By deploying both the timer-based and the threshold-based PSNP
   approaches, the receiver can be adaptive to both LSP bursts and
   infrequent LSP updates.

   As PSNPs also consume link bandwidth, packet-queue space, and
   protocol-processing time on receipt, the increased sending of PSNPs
   should be taken into account when considering the rate at which LSPs
   can be sent on an interface.

5.2.  Packet Prioritization on Receive

   There are three classes of PDUs sent by IS-IS:

   *  Hellos

   *  LSPs

   *  SNPs (Complete Sequence Number PDUs (CSNPs) and PSNPs)

   Implementations today may prioritize the reception of Hellos over
   LSPs and Sequence Number PDUs (SNPs) in order to prevent a burst of
   LSP updates from triggering an adjacency timeout, which in turn would
   require additional LSPs to be updated.

   CSNPs and PSNPs serve to trigger or acknowledge the transmission of
   specified LSPs.  On a point-to-point link, PSNPs acknowledge the
   receipt of one or more LSPs.  For this reason, [ISO10589] specifies a
   delay (partialSNPInterval) before sending a PSNP so that the number
   of PSNPs required to be sent is reduced.  On receipt of a PSNP, the
   set of LSPs acknowledged by that PSNP can be marked so that they do
   not need to be retransmitted.

   If a PSNP is dropped on reception, the set of LSPs advertised in the
   PSNP cannot be marked as acknowledged, and this results in needless
   retransmissions that further delay transmission of other LSPs that
   are yet to be transmitted.  It may also make it more likely that a
   receiver becomes overwhelmed by LSP transmissions.

   Therefore, implementations SHOULD prioritize IS-IS PDUs on the way
   from the incoming interface to the IS-IS process.  The relative
   priority of packets in decreasing order SHOULD be: Hellos, SNPs, and
   LSPs.  Implementations MAY also prioritize IS-IS packets over other
   protocols, which are less critical for the router or network, less
   sensitive to delay, or more bursty (e.g., BGP).

6.  Congestion and Flow Control

6.1.  Overview

   Ensuring the goodput between two entities is a Layer 4 responsibility
   as per the OSI model.  A typical example is the TCP protocol defined
   in [RFC9293] that provides flow control, congestion control, and
   reliability.

   Flow control creates a control loop between a transmitter and a
   receiver so that the transmitter does not overwhelm the receiver.
   TCP provides a means for the receiver to govern the amount of data
   sent by the sender through the use of a sliding window.

   Congestion control prevents the set of transmitters from overwhelming
   the path of the packets between two IS-IS implementations.  This path
   typically includes a point-to-point link between two IS-IS neighbors,
   which is usually oversized compared to the capability of the IS-IS
   speakers, but potentially also includes some internal elements inside
   each neighbor such as switching fabric, line card CPU, and forwarding
   plane buffers that may experience congestion.  These resources may be
   shared across multiple IS-IS adjacencies for the system, and it is
   the responsibility of congestion control to ensure that these are
   shared reasonably.

   Reliability provides loss detection and recovery.  IS-IS already has
   mechanisms to ensure the reliable transmission of LSPs.  This is not
   changed by this document.

   Sections 6.2 and 6.3 provide two flow and/or congestion control
   algorithms that may be implemented by taking advantage of the
   extensions defined in this document.  The signal that these IS-IS
   extensions (defined in Sections 4 and 5) provide is generic and is
   designed to support different sender-side algorithms.  A sender can
   unilaterally choose a different algorithm to use.

6.2.  Congestion and Flow Control Algorithm

6.2.1.  Flow Control

   A flow control mechanism creates a control loop between a single
   transmitter and a single receiver.  This section uses a mechanism
   similar to the TCP receive window to allow the receiver to govern the
   amount of data sent by the sender.  This receive window (RWIN)
   indicates an allowed number of LSPs that the sender may transmit
   before waiting for an acknowledgment.  The size of the receive
   window, in units of LSPs, is initialized with the value advertised by
   the receiver in the Receive Window sub-TLV.  If no value is
   advertised, the transmitter should initialize RWIN with its locally
   configured value for this receiver.

   When the transmitter sends a set of LSPs to the receiver, it
   subtracts the number of LSPs sent from RWIN.  If the transmitter
   receives a PSNP, then RWIN is incremented for each acknowledged LSP.
   The transmitter must ensure that the value of RWIN never goes
   negative.

   The RWIN value is of importance when the RTT is the limiting factor
   for the throughput.  In this case, the optimal size is the desired
   LSP rate multiplied by the RTT.  The RTT is the addition of the link
   RTT plus the time taken by the receiver to acknowledge the first
   received LSP in its PSNP.  The values 50 or 100 may be reasonable
   default numbers for RWIN.  As an example, an RWIN of 100 requires a
   control plane input buffer of 150 kbytes per neighbor (assuming an
   IS-IS MTU of 1500 octets) and limits the throughput to 10000 LSPs per
   second and per neighbor for a link RTT of 10 ms.  With the same RWIN,
   the throughput limitation is 2000 LSPs per second when the RTT is 50
   ms.  That's the maximum throughput assuming no other limitations such
   as CPU limitations.

   Equally, RTT is of importance for the performance.  That is why the
   performance improvements on the receiver specified in Section 5 are
   important to achieve good throughput.  If the receiver does not
   support those performance improvements, in the worst case (small RWIN
   and high RTT) the throughput will be limited by the LSP Transmission
   Interval as defined in Section 4.2.

6.2.1.1.  Operation on a Point-to-Point Interface

   By sending the Receive Window sub-TLV, a node advertises to its
   neighbor its ability to receive that many unacknowledged LSPs from
   the neighbor.  This is akin to a receive window or sliding window in
   flow control.  In some implementations, this value should reflect the
   IS-IS socket buffer size.  Special care must be taken to leave space
   for CSNPs, PSNPs, and IIHs if they share the same input queue.  In
   this case, this document suggests advertising an LSP Receive Window
   corresponding to half the size of the IS-IS input queue.

   By advertising an LSP Transmission Interval sub-TLV, a node
   advertises its ability to receive LSPs separated by at least the
   advertised value, outside of LSP bursts.

   By advertising an LSP Burst Size sub-TLV, a node advertises its
   ability to receive that number of LSPs back to back.

   The LSP transmitter MUST NOT exceed these parameters.  After having
   sent a full burst of LSPs, it MUST send the subsequent LSPs with a
   minimum of LSP Transmission Interval between LSP transmissions.  For
   CPU scheduling reasons, this rate MAY be averaged over a small
   period, e.g., 10-30 ms.

   If either the LSP transmitter or receiver does not adhere to these
   parameters, for example, because of transient conditions, this
   doesn't result in a fatal condition for IS-IS operation.  In the
   worst case, an LSP is lost at the receiver, and this situation is
   already remedied by mechanisms in [ISO10589].  After a few seconds,
   neighbors will exchange PSNPs (for point-to-point interfaces) or
   CSNPs (for broadcast interfaces) and recover from the lost LSPs.
   This worst case should be avoided as those additional seconds impact
   convergence time since the LSDB is not fully synchronized.  Hence, it
   is better to err on the conservative side and to under-run the
   receiver rather than over-run it.

6.2.1.2.  Operation on a Broadcast LAN Interface

   Flow and congestion control on a LAN interface is out of scope for
   this document.

6.2.2.  Congestion Control

   Whereas flow control prevents the sender from overwhelming the
   receiver, congestion control prevents senders from overwhelming the
   network.  For an IS-IS adjacency, the network between two IS-IS
   neighbors is relatively limited in scope and includes a single link
   that is typically oversized compared to the capability of the IS-IS
   speakers.  In situations where the probability of LSP drop is low,
   flow control (Section 6.2.1) is expected to give good results,
   without the need to implement congestion control.  Otherwise, adding
   congestion control will help handling congestion of LSPs in the
   receiver.

   This section describes one sender-side congestion control algorithm
   largely inspired by the TCP congestion control algorithm [RFC5681].

   The proposed algorithm uses a variable congestion window 'cwin'.  It
   plays a role similar to the receive window described above.  The main
   difference is that cwin is adjusted dynamically according to various
   events described below.

6.2.2.1.  Core Algorithm

   In its simplest form, the congestion control algorithm looks like the
   following:

   +---------------+
   |               |
   |               v
   |   +----------------------+
   |   | Congestion avoidance |
   |   + ---------------------+
   |               |
   |               | Congestion signal
   ----------------+

                                  Figure 1

   The algorithm starts with cwin = cwin0 = LPP + 1.  In the congestion
   avoidance phase, cwin increases as LSPs are acked: for every acked
   LSP, cwin += 1 / cwin without exceeding RWIN.  When LSPs are
   exchanged, cwin LSPs will be acknowledged in 1 RTT, meaning cwin(t) =
   t/RTT + cwin0.  Since the RTT is low in many IS-IS deployments, the
   sending rate can reach fast rates in short periods of time.

   When updating cwin, it must not become higher than the number of LSPs
   waiting to be sent, otherwise the sending will not be paced by the
   receiving of acks.  Said differently, transmission pressure is needed
   to maintain and increase cwin.

   When the congestion signal is triggered, cwin is set back to its
   initial value, and the congestion avoidance phase starts again.

6.2.2.2.  Congestion Signals

   The congestion signal can take various forms.  The more reactive the
   congestion signals, the fewer LSPs will be lost due to congestion.
   However, overly aggressive congestion signals will cause a sender to
   keep a very low sending rate even without actual congestion on the
   path.

   Two practical signals are given below.

   1.  Delay: When receiving acknowledgments, a sender estimates the
       acknowledgment time of the receiver.  Based on this estimation,
       it can infer that a packet was lost and that the path is
       congested.

       There can be a timer per LSP, but this can become costly for
       implementations.  It is possible to use only a single timer t1
       for all LSPs: during t1, sent LSPs are recorded in a list list_1.
       Once the RTT is over, list_1 is kept and another list, list_2, is
       used to store the next LSPs.  LSPs are removed from the lists
       when acked.  At the end of the second t1 period, every LSP in
       list_1 should have been acked, so list_1 is checked to be empty.
       list_1 can then be reused for the next RTT.

       There are multiple strategies to set the timeout value t1.  It
       should be based on measurements of the maximum acknowledgment
       time (MAT) of each PSNP.  Using three times the RTT is the
       simplest strategy; alternatively, an exponential moving average
       of the MATs, as described in [RFC6298], can be used.  A more
       elaborate one is to take a running maximum of the MATs over a
       period of a few seconds.  This value should include a margin of
       error to avoid false positives (e.g., estimated MAT measure
       variance), which would have a significant impact on performance.

   2.  Loss: if the receiver has signaled the O-flag (see Section 4.4),
       a sender MAY record its sending order and check that
       acknowledgments arrive in the same order.  If not, some LSPs are
       missing, and this MAY be used to trigger a congestion signal.

6.2.2.3.  Refinement

   With the algorithm presented above, if congestion is detected, cwin
   goes back to its initial value and does not use the information
   gathered in previous congestion avoidance phases.

   It is possible to use a fast recovery phase once congestion is
   detected and to avoid going through this linear rate of growth from
   scratch.  When congestion is detected, a fast recovery threshold
   frthresh is set to frthresh = cwin / 2.  In this fast recovery phase,
   for every acked LSP, cwin += 1.  Once cwin reaches frthresh, the
   algorithm goes back to the congestion avoidance phase.

   +---------------+
   |               |
   |               v
   |   +----------------------+
   |   | Congestion avoidance |
   |   + ---------------------+
   |               |
   |               | Congestion signal
   |               |
   |   +----------------------+
   |   |     Fast recovery    |
   |   +----------------------+
   |               |
   |               | frthresh reached
   ----------------+

                                  Figure 2

6.2.2.4.  Remarks

   This algorithm's performance is dependent on the LPP value.  Indeed,
   the smaller the LPP is, the more information is available for the
   congestion control algorithm to perform well.  However, it also
   increases the resources spent on sending PSNPs, so a trade-off must
   be made.  This document recommends using an LPP of 15 or less.  If a
   Receive Window is advertised, LPP SHOULD be lower, and the best
   performance is achieved when LPP is an integer fraction of the
   Receive Window.

   Note that this congestion control algorithm benefits from the
   extensions proposed in this document.  The advertisement of a receive
   window from the receiver (Section 6.2.1) avoids the use of an
   arbitrary maximum value by the sender.  The faster acknowledgment of
   LSPs (Section 5.1) allows for a faster control loop and hence a
   faster increase of the congestion window in the absence of
   congestion.

6.2.3.  Pacing

   As discussed in [RFC9002], Section 7.7, a sender SHOULD pace sending
   of all in-flight LSPs based on input from the congestion controller.

   Sending multiple packets without any delay between them creates a
   packet burst that might cause short-term congestion and losses.
   Senders MUST either use pacing or limit such bursts.  Senders SHOULD
   limit bursts to LSP Burst Size.

   Senders can implement pacing as they choose.  A perfectly paced
   sender spreads packets evenly over time.  For a window-based
   congestion controller, such as the one in this section, that rate can
   be computed by averaging the congestion window over the RTT.
   Expressed as an inter-packet interval in units of time:

      interval = (SRTT / cwin) / N

   SRTT is the Smoothed Round-Trip Time [RFC6298].

   Using a value for N that is small, but at least 1 (for example,
   1.25), ensures that variations in RTT do not result in
   underutilization of the congestion window.

   Practical considerations, such as scheduling delays and computational
   efficiency, can cause a sender to deviate from this rate over time
   periods that are much shorter than an RTT.

   One possible implementation strategy for pacing uses a leaky bucket
   algorithm, where the capacity of the "bucket" is limited to the
   maximum burst size, and the rate that the "bucket" fills is
   determined by the above function.

6.2.4.  Determining Values to be Advertised in the Flooding Parameters
        TLV

   The values that a receiver advertises do not need to be perfect.  If
   the values are too low, then the transmitter will not use the full
   bandwidth or available CPU resources.  If the values are too high,
   then the receiver may drop some LSPs during the first RTT, and this
   loss will reduce the usable receive window, and the protocol
   mechanisms will allow the adjacency to recover.  Flooding slower than
   both nodes can support will hurt performance as will consistently
   overloading the receiver.

6.2.4.1.  Static Values

   The values advertised need not be dynamic, as feedback is provided by
   the acknowledgment of LSPs in SNP messages.  Acknowledgments provide
   a feedback loop on how fast the LSPs are processed by the receiver.
   They also signal that the LSPs can be removed from the receive
   window, explicitly signaling to the sender that more LSPs may be
   sent.  By advertising relatively static parameters, we expect to
   produce overall flooding behavior similar to what might be achieved
   by manually configuring per-interface LSP rate-limiting on all
   interfaces in the network.  The advertised values could be based, for
   example, on offline tests of the overall LSP-processing speed for a
   particular set of hardware and the number of interfaces configured
   for IS-IS.  With such a formula, the values advertised in the
   Flooding Parameters TLV would only change when additional IS-IS
   interfaces are configured.

   Static values are dependent on the CPU generation, class of router,
   and network scaling, typically the number of adjacent neighbors.
   Examples at the time of publication are provided below.  The LSP
   Burst Size could be in the range 5 to 20.  From a router perspective,
   this value typically depends on the queue(s) size(s) on the I/O path
   from the packet forwarding engine to the control plane, which is very
   platform-dependent.  It also depends upon how many IS-IS neighbors
   share this I/O path, as typically all neighbors will send the same
   LSPs at the same time.  It may also depend on other incoming control
   plane traffic that is sharing that I/O path, how bursty they are, and
   how many incoming IS-IS packets are prioritized over other incoming
   control plane traffic.  As indicated in Section 3, the historical
   behavior from [ISO10589] allows a value of 10; hence, 10 seems
   conservative.  From a network operation perspective, it would be
   beneficial for the burst size to be equal to or higher than the
   number of LSPs that may be originated by a single failure.  For a
   node failure, this is equal to the number of IS-IS neighbors of the
   failed node.  The LSP Transmission Interval could be in the range of
   1 ms to 33 ms.  As indicated in Section 3, the historical behavior
   from [ISO10589] is 33 ms; hence, 33 ms is conservative.  The LSP
   Transmission Interval is an advertisement of the receiver's
   sustainable LSP reception rate taking into account all aspects and
   particularly the control plane CPU and the I/O bandwidth.  It's
   expected to improve (hence, decrease) as hardware and software
   naturally improve over time.  It should be chosen conservatively, as
   this rate may be used by the sender in all conditions -- including
   the worst conditions.  It's also not a bottleneck as the flow control
   algorithm may use a higher rate in good conditions, particularly when
   the receiver acknowledges quickly, and the receive window is large
   enough compared to the RTT.  LPP could be in the range of 5 to 90
   with a proposed 15.  A smaller value provides faster feedback at the
   cost of the small overhead of more PSNP messages.  PartialSNPInterval
   could be in the range 50 to 500 ms with a proposed value of 200 ms.
   One may distinguish the value used locally from the value signaled to
   the sender.  The value used locally benefits from being small but is
   not expected to be the main parameter to improve performance.  It
   depends on how fast the IS-IS flooding process may be scheduled by
   the CPU.  Even when the receiver CPU is busy, it's safe because it
   will naturally delay its acknowledgments, which provides a negative
   feedback loop.  The value advertised to the sender should be
   conservative (high enough) as this value could be used by the sender
   to send some LSPs rather than keep waiting for acknowledgments.
   Receive Window could be in the range of 30 to 200 with a proposed
   value of 60.  In general, the larger the better the performance on
   links with high RTT.  The higher that number and the higher the
   number of IS-IS neighbors, the higher the use of control plane
   memory, so it's mostly dependent on the amount of memory, which may
   be dedicated to IS-IS flooding and the number of IS-IS neighbors.
   From a memory usage perspective (a priori), one could use the same
   value as the TCP receive window, but the value advertised should not
   be higher than the buffer of the "socket" used.

6.2.4.2.  Dynamic Values

   To reflect the relative change of load on the receiver, the values
   may be updated dynamically by improving the values when the receiver
   load is getting lower and by degrading the values when the receiver
   load is getting higher.  For example, if LSPs are regularly dropped,
   or if the queue regularly comes close to being filled, then the
   values may be too high.  On the other hand, if the queue is barely
   used (by IS-IS), then the values may be too low.

   Alternatively, the values may be computed to reflect the relevant
   average hardware resources, e.g., the amount of buffer space used by
   incoming LSPs.  In this case, care must be taken when choosing the
   parameters influencing the values in order to avoid undesirable or
   unstable feedback loops.  For example, it would be undesirable to use
   a formula that depends on an active measurement of the instantaneous
   CPU load to modify the values advertised in the Flooding Parameters
   TLV.  This could introduce feedback into the IGP flooding process
   that could produce unexpected behavior.

6.2.5.  Operational Considerations

   As discussed in Section 4.7, the solution is more effective on point-
   to-point adjacencies.  Hence, a broadcast interface (e.g., Ethernet)
   only shared by two IS-IS neighbors should be configured as point-to-
   point in order to have more effective flooding.

6.3.  Transmitter-Based Congestion Control Approach

   This section describes an approach to the congestion control
   algorithm based on performance measured by the transmitter without
   dependence on signaling from the receiver.

6.3.1.  Router Architecture Discussion

   Note that the following description is an abstraction; implementation
   details vary.

   Existing router architectures may utilize multiple input queues.  On
   a given line card, IS-IS PDUs from multiple interfaces may be placed
   in a rate-limited input queue.  This queue may be dedicated to IS-IS
   PDUs or may be shared with other routing related packets.

   The input queue may then pass IS-IS PDUs to a "punt queue", which is
   used to pass PDUs from the data plane to the control plane.  The punt
   queue typically also has controls on its size and the rate at which
   packets will be punted.

   An input queue in the control plane may then be used to assemble PDUs
   from multiple line cards, separate the IS-IS PDUs from other types of
   packets, and place the IS-IS PDUs in an input queue dedicated to the
   IS-IS protocol.

   The IS-IS input queue then separates the IS-IS PDUs and directs them
   to an instance-specific processing queue.  The instance-specific
   processing queue may then further separate the IS-IS PDUs by type
   (IIHs, SNPs, and LSPs) so that separate processing threads with
   varying priorities may be employed to process the incoming PDUs.

   In such an architecture, it may be difficult for IS-IS in the control
   plane to determine what value should be advertised as a receive
   window.

   The following section describes an approach to congestion control
   based on performance measured by the transmitter without dependence
   on signaling from the receiver.

6.3.2.  Guidelines for Transmitter-Side Congestion Controls

   The approach described in this section does not depend upon direct
   signaling from the receiver.  Instead, it adapts the transmission
   rate based on measurement of the actual rate of acknowledgments
   received.

   Flow control is not used by this approach.  When congestion control
   is necessary, it can be implemented based on knowledge of the current
   flooding rate and the current acknowledgment rate.  The algorithm
   used is a local matter.  There is no requirement to standardize it,
   but there are a number of aspects that serve as guidelines that can
   be described.  Algorithms based on this approach should follow the
   recommendations described below.

   A maximum LSP transmission rate (LSPTxMax) should be configurable.
   This represents the fastest LSP transmission rate that will be
   attempted.  This value should be applicable to all interfaces and
   should be consistent network wide.

   When the current rate of LSP transmission (LSPTxRate) exceeds the
   capabilities of the receiver, the congestion control algorithm needs
   to quickly and aggressively reduce the LSPTxRate.  Slower
   responsiveness is likely to result in a larger number of
   retransmissions, which can introduce much longer delays in
   convergence.

   Dynamic increase of the rate of LSP transmission (LSPTxRate), i.e.,
   making the rate faster, should be done less aggressively and only be
   done when the neighbor has demonstrated its ability to sustain the
   current LSPTxRate.

   The congestion control algorithm should not assume that the receive
   performance of a neighbor is static, i.e., it should handle transient
   conditions that result in a slower or faster receive rate on the part
   of a neighbor.

   The congestion control algorithm should consider the expected delay
   time in receiving an acknowledgment.  Therefore, it incorporates the
   neighbor partialSNPInterval (Section 4.5) to help determine whether
   acknowledgments are keeping pace with the rate of LSPs transmitted.
   In the absence of an advertisement of partialSNPInterval, a locally
   configured value can be used.

7.  IANA Considerations

7.1.  Flooding Parameters TLV

   IANA has made the following allocation in the "IS-IS Top-Level TLV
   Codepoints" registry.

       +=======+=========================+=====+=====+=====+=======+
       | Value | Name                    | IIH | LSP | SNP | Purge |
       +=======+=========================+=====+=====+=====+=======+
       |   21  | Flooding Parameters TLV | y   | n   | y   | n     |
       +-------+-------------------------+-----+-----+-----+-------+

                                  Table 1

7.2.  Registry: IS-IS Sub-TLV for Flooding Parameters TLV

   IANA has created the following sub-TLV registry in the "IS-IS TLV
   Codepoints" registry group.

   Name:  IS-IS Sub-TLVs for Flooding Parameters TLV
   Registration Procedure(s):  Expert Review
   Description:  This registry defines sub-TLVs for the Flooding
      Parameters TLV (21).
   Reference:  RFC 9681

                   +=======+===========================+
                   | Type  | Description               |
                   +=======+===========================+
                   |   0   | Reserved                  |
                   +-------+---------------------------+
                   |   1   | LSP Burst Size            |
                   +-------+---------------------------+
                   |   2   | LSP Transmission Interval |
                   +-------+---------------------------+
                   |   3   | LSPs per PSNP             |
                   +-------+---------------------------+
                   |   4   | Flags                     |
                   +-------+---------------------------+
                   |   5   | PSNP Interval             |
                   +-------+---------------------------+
                   |   6   | Receive Window            |
                   +-------+---------------------------+
                   | 7-255 | Unassigned                |
                   +-------+---------------------------+

                          Table 2: Initial Sub-TLV
                          Allocations for Flooding
                               Parameters TLV

7.3.  Registry: IS-IS Bit Values for Flooding Parameters Flags Sub-TLV

   IANA has created a new registry, in the "IS-IS TLV Codepoints"
   registry group, for assigning Flag bits advertised in the Flags sub-
   TLV.

   Name:  IS-IS Bit Values for Flooding Parameters Flags Sub-TLV
   Registration Procedure:  Expert Review
   Description:  This registry defines bit values for the Flags sub-TLV
      (4) advertised in the Flooding Parameters TLV (21).
   Note:  In order to minimize encoding space, a new allocation should
      pick the smallest available value.
   Reference:  RFC 9681

                +=======+=================================+
                | Bit # | Description                     |
                +=======+=================================+
                | 0     | Ordered acknowledgment (O-flag) |
                +-------+---------------------------------+
                | 1-63  | Unassigned                      |
                +-------+---------------------------------+

                    Table 3: Initial Bit Allocations for
                               Flags Sub-TLV

8.  Security Considerations

   Security concerns for IS-IS are addressed in [ISO10589], [RFC5304],
   and [RFC5310].  These documents describe mechanisms that provide for
   the authentication and integrity of IS-IS PDUs, including SNPs and
   IIHs.  These authentication mechanisms are not altered by this
   document.

   With the cryptographic mechanisms described in [RFC5304] and
   [RFC5310], an attacker wanting to advertise an incorrect Flooding
   Parameters TLV would have to first defeat these mechanisms.

   In the absence of cryptographic authentication, as IS-IS does not run
   over IP but directly over the link layer, it's considered difficult
   to inject a false SNP or IIH without having access to the link layer.

   If a false SNP or IIH is sent with a Flooding Parameters TLV set to
   conservative values, the attacker can reduce the flooding speed
   between the two adjacent neighbors, which can result in LSDB
   inconsistencies and transient forwarding loops.  However, it is not
   significantly different than filtering or altering LSPs, which would
   also be possible with access to the link layer.  In addition, if the
   downstream flooding neighbor has multiple IGP neighbors (which is
   typically the case for reliability or topological reasons), it would
   receive LSPs at a regular speed from its other neighbors and hence
   would maintain LSDB consistency.

   If a false SNP or IIH is sent with a Flooding Parameters TLV set to
   aggressive values, the attacker can increase the flooding speed,
   which can either overload a node or more likely cause loss of LSPs.
   However, it is not significantly different than sending many LSPs,
   which would also be possible with access to the link layer, even with
   cryptographic authentication enabled.  In addition, IS-IS has
   procedures to detect the loss of LSPs and recover.

   This TLV advertisement is not flooded across the network but only
   sent between adjacent IS-IS neighbors.  This would limit the
   consequences in case of forged messages and also limit the
   dissemination of such information.

9.  References

9.1.  Normative References

   [ISO10589] ISO/IEC, "Information technology - Telecommunications and
              information exchange between systems - Intermediate system
              to Intermediate system intra-domain routeing information
              exchange protocol for use in conjunction with the protocol
              for providing the connectionless-mode network service (ISO
              8473)", Second Edition, ISO/IEC 10589:2002, November 2002,
              <https://www.iso.org/standard/30932.html>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC5304]  Li, T. and R. Atkinson, "IS-IS Cryptographic
              Authentication", RFC 5304, DOI 10.17487/RFC5304, October
              2008, <https://www.rfc-editor.org/info/rfc5304>.

   [RFC5310]  Bhatia, M., Manral, V., Li, T., Atkinson, R., White, R.,
              and M. Fanto, "IS-IS Generic Cryptographic
              Authentication", RFC 5310, DOI 10.17487/RFC5310, February
              2009, <https://www.rfc-editor.org/info/rfc5310>.

   [RFC6298]  Paxson, V., Allman, M., Chu, J., and M. Sargent,
              "Computing TCP's Retransmission Timer", RFC 6298,
              DOI 10.17487/RFC6298, June 2011,
              <https://www.rfc-editor.org/info/rfc6298>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

9.2.  Informative References

   [RFC2973]  Balay, R., Katz, D., and J. Parker, "IS-IS Mesh Groups",
              RFC 2973, DOI 10.17487/RFC2973, October 2000,
              <https://www.rfc-editor.org/info/rfc2973>.

   [RFC5681]  Allman, M., Paxson, V., and E. Blanton, "TCP Congestion
              Control", RFC 5681, DOI 10.17487/RFC5681, September 2009,
              <https://www.rfc-editor.org/info/rfc5681>.

   [RFC9002]  Iyengar, J., Ed. and I. Swett, Ed., "QUIC Loss Detection
              and Congestion Control", RFC 9002, DOI 10.17487/RFC9002,
              May 2021, <https://www.rfc-editor.org/info/rfc9002>.

   [RFC9293]  Eddy, W., Ed., "Transmission Control Protocol (TCP)",
              STD 7, RFC 9293, DOI 10.17487/RFC9293, August 2022,
              <https://www.rfc-editor.org/info/rfc9293>.

   [RFC9667]  Li, T., Ed., Psenak, P., Ed., Chen, H., Jalil, L., and S.
              Dontula, "Dynamic Flooding on Dense Graphs", RFC 9667,
              DOI 10.17487/RFC9667, October 2024,
              <https://www.rfc-editor.org/info/rfc9667>.

Acknowledgments

   The authors would like to thank Henk Smit, Sarah Chen, Xuesong Geng,
   Pierre Francois, Hannes Gredler, Acee Lindem, Mirja Kühlewind,
   Zaheduzzaman Sarker, and John Scudder for their reviews, comments,
   and suggestions.

   The authors would like to thank David Jacquet, Sarah Chen, and
   Qiangzhou Gao for the tests performed on commercial implementations
   and for their identification of some limiting factors.

Contributors

   The following people gave substantial contributions to the content of
   this document and should be considered as coauthors:

   Jayesh J
   Ciena
   Email: jayesh.ietf@gmail.com

   Chris Bowers
   Juniper Networks
   Email: cbowers@juniper.net

   Peter Psenak
   Cisco Systems
   Email: ppsenak@cisco.com

Authors' Addresses

   Bruno Decraene
   Orange
   Email: bruno.decraene@orange.com

   Les Ginsberg
   Cisco Systems
   821 Alder Drive
   Milpitas, CA 95035
   United States of America
   Email: ginsberg@cisco.com

   Tony Li
   Juniper Networks, Inc.
   Email: tony.li@tony.li

   Guillaume Solignac
   Email: gsoligna@protonmail.com

   Marek Karasek
   Cisco Systems
   Pujmanove 1753/10a, Prague 4 - Nusle
   10 14000 Prague
   Czech Republic
   Email: mkarasek@cisco.com

   Gunter Van de Velde
   Nokia
   Copernicuslaan 50
   2018 Antwerp
   Belgium
   Email: gunter.van_de_velde@nokia.com

   Tony Przygienda
   Juniper
   1133 Innovation Way
   Sunnyvale, CA 94089
   United States of America
   Email: prz@juniper.net